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Self-regulatory organization
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#	Item
581	Release No[removed]; File No. SR-NYSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-17 09:59:16 Financial markets Financial regulation Securities Exchange Act New York Stock Exchange Consolidated Tape Association U.S. Securities and Exchange Commission Self-regulatory organization Financial system Financial economics United States Securities and Exchange Commission 73rd United States Congress United States securities law
582	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-30 16:12:51 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government United States New York Stock Exchange Securities and Exchange Commission Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
583	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 6, 2008 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Certai Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-07 14:49:55 Business Stock market Financial regulation Self-regulatory organization Securities Exchange Act Listing Rules Futures contract Euronext New York Stock Exchange NYSE Euronext Financial economics Investment
584	Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-28 15:50:04 Financial economics Financial Industry Regulatory Authority Securities Exchange Act Registered representative Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States NASDAQ Trade Reporting And Compliance Engine United States securities law Business Economy of the United States
585	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-14 10:28:31 Business Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Security NASDAQ United States securities law Financial economics Economy of the United States
586	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-14 08:52:38 Financial economics Self-regulatory organizations Options Clearing Corporation Investment Industry Regulatory Organization of Canada Securities Exchange Act U.S. Securities and Exchange Commission International Financial Reporting Standards Financial regulation Finance Financial system
587	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 18, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Offer Ne Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-18 17:03:41 United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Law Government Securities Exchange Act Rulemaking Self-regulatory organization Tower Amendment Financial regulation 73rd United States Congress United States Securities and Exchange Commission
588	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 30, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Perio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-31 07:00:43 Trade Reporting And Compliance Engine Securities Exchange Act Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Self-regulatory organization Selling away Securities regulation in the United States United States securities law Financial regulation Financial system
589	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 10:29:29 Investment Business Financial Industry Regulatory Authority Securities Exchange Act Alternative display facility U.S. Securities and Exchange Commission Security Self-regulatory organization ACT United States securities law Stock market Financial economics
590	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-05 10:35:15 Investment Financial markets Financial system 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Alternext New York Stock Exchange Self-regulatory organization NYSE Euronext Financial economics United States securities law

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